Director, Supervision & Governance

CIBC

Toronto, Canada
$110,000 - $160,000 annualized base; annual discre...
On-site
Equities and ficc supervision
Global regulatory compliance
Data governance and quality assurance
Oversee supervision activities across global markets, focusing on Equities and FICC, ensuring compliance with worldwide regulatory standards

Job Summary

  • Oversee supervision activities across global markets, focusing on Equities and FICC, ensuring compliance with worldwide regulatory standards.
  • Lead quality assurance initiatives, build reports, and collaborate with stakeholders across multiple regions to extend supervision and surveillance.
  • Provide guidance and training to team members, address regulatory risks, and support departmental goals and key projects.

Matching Summary

Oversee supervision activities across global markets, focusing on Equities and FICC, ensuring compliance with worldwide regulatory standards.

Salary

$110,000 - $160,000 annualized base; Annual discretionary incentive or bonus program; Banking benefits, benefits program, defined benefit pension plan, employee share purchase plan, vacation offering, wellbeing support

Skills & Requirements

Must-have

  • Equities and FICC supervision
  • Global regulatory compliance
  • Data governance and quality assurance
  • Stakeholder engagement and collaboration
  • Regulatory risk management

Nice-to-have

  • Relationship-oriented banking
  • Empowered work environment
  • Meaningful impact and value

Key Requirements

  • 7+ years of Capital Markets experience
  • Cross-asset knowledge (Rates, FX, Derivatives)
  • Understanding of global regulations (Canada, US, UK, Europe, APAC)
  • Strong analytical and communication skills
  • Ability to thrive in fast-paced environments

Work Rights

Not specified

Tailored Resume

Cover Letter