Cass Sme Oversight

Apex Group

Chelmsford, United Kingdom
Remuneration: market related; bonus/equity: not sp...
Hybrid
Cass sme oversight experience
Client money reconciliation expertise
Fca regulatory awareness
Apex Group is seeking a CASS SME Oversight professional for their Transfer Agency division, located in Chelmsford or Wimborne, UK. The role entails ensuring compliance with client money rules, overseeing workflows, and maintaining the CASS framework, ideally suited for candidates with over five years of CASS experience and strong organizational skills

Job Summary

  • The role involves overseeing end-to-end workflows to ensure strict compliance with client money rules across the business.
  • Candidates will lead CASS workshops, manage client visits, and ensure all daily reconciliations are completed accurately and timely.
  • The position offers the opportunity to work with a global team of over 13,000 employees delivering cross-jurisdictional financial services.

Matching Summary

Match Score: 85

Apex Group is seeking a CASS SME Oversight professional for their Transfer Agency division, located in Chelmsford or Wimborne, UK. The role entails ensuring compliance with client money rules, overseeing workflows, and maintaining the CASS framework, ideally suited for candidates with over five years of CASS experience and strong organizational skills.

Salary

Remuneration: market related; Bonus/Equity: Not specified; Benefits: Competitive benefits package included

Skills & Requirements

Must-have

  • CASS SME oversight experience
  • Client money reconciliation expertise
  • FCA regulatory awareness
  • CMAR returns completion
  • Aged debtors management

Nice-to-have

  • IOC competency preferred
  • Process enhancement proposal skills
  • Trend analysis monitoring
  • Cross-jurisdictional service knowledge

Key Requirements

  • 5 years minimum CASS experience
  • Suitable qualifications relevant to duties
  • Willingness to work towards IOC qualification

Work Rights

Not specified

Tailored Resume

Cover Letter