Principal Associate, Capital Markets & Risk - Sox

Capital One

Richmond, United States
On-site
Sarbanes-oxley (sox) compliance expertise
End-to-end risk management process knowledge
Financial reporting control environment experience
Capital One is seeking a Principal Associate for their Sarbanes-Oxley (SOX) Advisory team within Finance Risk Management, focusing on delivering external reporting risk advisory services. The role emphasizes a robust understanding of risk management processes and the associated control environment to enhance financial reporting standards

Job Summary

  • The role focuses on delivering top-quality external reporting risk advisory services within the Sarbanes-Oxley framework.
  • Professionals leverage a detailed understanding of the full end-to-end risk management and controls process to advise stakeholders.
  • The team identifies opportunities to strengthen the financial reporting environment to meet industry, auditor, and regulator expectations.

Matching Summary

Match Score: 85

Capital One is seeking a Principal Associate for their Sarbanes-Oxley (SOX) Advisory team within Finance Risk Management, focusing on delivering external reporting risk advisory services. The role emphasizes a robust understanding of risk management processes and the associated control environment to enhance financial reporting standards.

Skills & Requirements

Must-have

  • Sarbanes-Oxley (SOX) compliance expertise
  • End-to-end risk management process knowledge
  • Financial reporting control environment experience

Nice-to-have

  • Ability to meet auditor and regulator expectations
  • Strong communication skills for advisory roles
  • Experience in industry-specific reporting standards

Key Requirements

  • Experience with SOX compliance frameworks
  • Knowledge of financial reporting controls
  • Advisory experience in risk management

Work Rights

Not specified

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