Head Of Compliance - Canada Assets

Wise

Toronto, Canada
On-site
Ciro regulated investment dealer experience
Canadian anti-money laundering legislation
Regulatory relationships management
You will oversee our Canadian regulatory compliance and financial crime compliance programs in support of our CIRO investment dealer license, with CAMLO and CIRO-designated Supervisor responsibilities

Job Summary

  • You will oversee our Canadian regulatory compliance and financial crime compliance programs in support of our CIRO investment dealer license, with CAMLO and CIRO-designated Supervisor responsibilities.
  • You will be the primary contact for CIRO, provincial securities commissions, and FINTRAC, managing member application process, subsequent examinations, inquiries, and communications.
  • We're proud to have a truly international team, and we celebrate our differences.

Matching Summary

You will oversee our Canadian regulatory compliance and financial crime compliance programs in support of our CIRO investment dealer license, with CAMLO and CIRO-designated Supervisor responsibilities.

Skills & Requirements

Must-have

  • CIRO regulated Investment Dealer experience
  • Canadian anti-money laundering legislation
  • regulatory relationships management
  • compliance framework development
  • subject matter expert guidance

Nice-to-have

  • hands-on proactive problem-solving
  • strategic and tactical capacities
  • inclusive teams and diverse workforce

Key Requirements

  • 5+ years senior compliance leadership
  • Expert-level CIRO Investment Dealer rules knowledge
  • Expert-level National Instruments knowledge
  • Required PDO and CCO qualifications

Work Rights

Not specified

Tailored Resume

Cover Letter