Risk Officer

Morgan Stanley UK

Garden City, United States
Base: $120,000 - $160,000 py; bonus/equity: not sp...
Risk, supervisory, and compliance functions
Business ethics and regulatory practices
Data security risk management
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a controlled environment through adherence to business ethics, laws, and regulations

Job Summary

  • The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a controlled environment through adherence to business ethics, laws, and regulations.
  • Key responsibilities include surveillance, supervision, risk management, compliance, legal liaison, audit preparation, and proactive client contact to manage risk.
  • Morgan Stanley offers a supportive and empowering environment with opportunities for growth, comprehensive employee benefits, and a commitment to diversity and inclusion.

Matching Summary

The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a controlled environment through adherence to business ethics, laws, and regulations.

Salary

Base: $120,000 - $160,000 per year; Bonus/Equity: Not specified; Benefits: Attractive and comprehensive employee benefits and perks

Skills & Requirements

Must-have

  • Risk, supervisory, and compliance functions
  • Business ethics and regulatory practices
  • Data security risk management
  • Client suitability and risk management
  • SEC, FINRA, and Firm policies

Nice-to-have

  • Strong leadership capabilities
  • Creative and collaborative thinking
  • Commitment to diversity and inclusion

Key Requirements

  • Bachelor’s degree or equivalent experience
  • Previous industry experience
  • Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66) licenses
  • Other required licenses

Work Rights

Not specified

Tailored Resume

Cover Letter