Job Summary

• The Financial Crime Risk Investigator II conducts investigations of moderate complexity for both internal and external cases, recommending for demarket and/or freezing accounts.
• This position is responsible for managing diverse internal and external investigations, utilizing expertise to establish reasonable grounds for suspecting money laundering and terrorist financing.
• TD is committed to providing fair and equitable compensation opportunities to all colleagues, with growth opportunities and skill development as defining features of the colleague experience.

Matching Summary

Salary

Base: $29.75 - $47.75 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Key Requirements

• 3+ years experience
• Undergraduate degree or equivalent work experience
• 3+ years' experience in Broker-Dealer/Securities investigations
• Knowledge of market abuse typologies
• Understanding of FINRA, SEC, AML/BSA regulations

Work Rights