Hyphen Connect is seeking a Head of Compliance in Hong Kong to lead the compliance framework for a financial services company, focusing on licensing, AML/KYC policies, and regulatory adherence. The ideal candidate should have 3 to 10 years of experience in compliance within trading platforms, brokerages, or fintech, with a strong understanding of global regulatory environments
Job Summary
The role involves leading the global compliance framework and managing the full licensing lifecycle as the primary liaison with international regulators.
Candidates must establish risk-based AML/KYC policies and perform MLRO functions to ensure strict regulatory adherence across all operations.
The position requires reviewing trading instruments and marketing materials to mitigate risks associated with copy trading and misleading claims.
Matching Summary
Match Score: 85
Hyphen Connect is seeking a Head of Compliance in Hong Kong to lead the compliance framework for a financial services company, focusing on licensing, AML/KYC policies, and regulatory adherence. The ideal candidate should have 3 to 10 years of experience in compliance within trading platforms, brokerages, or fintech, with a strong understanding of global regulatory environments.
Skills & Requirements
Must-have
Global compliance framework management
Licensing lifecycle leadership
AML/KYC policy establishment
Regulatory liaison with international bodies
Trading instrument risk review
Nice-to-have
Balancing regulation with business growth
Strong stakeholder management skills
Problem-solving in fintech environments
Key Requirements
Bachelor's degree in Law, Finance, or Risk Management
3 to 10 years of compliance experience in brokerage or fintech
Familiarity with ASIC, FCA, CySEC, or MAS regulations
Professional compliance certifications like ICA or CAMS preferred