This role involves executing and managing the Quality Assurance framework for regulatory reporting activities across multiple jurisdictions to ensure compliance
Job Summary
This role involves executing and managing the Quality Assurance framework for regulatory reporting activities across multiple jurisdictions to ensure compliance.
The ideal candidate will possess a solid understanding of global regulatory requirements and the intricacies of wealth management products.
Candidates will have the opportunity to contribute to process improvement and automation initiatives while working with top-tier professionals in a collaborative environment.
Matching Summary
This role involves executing and managing the Quality Assurance framework for regulatory reporting activities across multiple jurisdictions to ensure compliance.
Skills & Requirements
Must-have
Regulatory reporting quality assurance execution
Wealth management regulatory compliance knowledge
Data reconciliation and validation expertise
Global regulatory framework understanding
Audit engagement coordination experience
Nice-to-have
Process improvement and automation initiatives
Advanced certifications like CFA or CPA
Client tax reporting frameworks knowledge
Strong stakeholder collaboration skills
Experience with complex investment products
Key Requirements
5-8+ years QA experience in financial services
Bachelor's or Master's degree in Finance or related field
Solid understanding of Dodd-Frank, EMIR, MiFID II regulations
Experience with FATCA, CRS, and indirect tax regimes