This role supports the Nomura Americas Financial Crime Compliance team, primarily covering the Firm’s Asset Management (AM) businesses, and involves serving as a point of escalation for KYC and enhanced due diligence
Job Summary
This role supports the Nomura Americas Financial Crime Compliance team, primarily covering the Firm’s Asset Management (AM) businesses, and involves serving as a point of escalation for KYC and enhanced due diligence.
Key responsibilities include evaluating suspicious activity, managing broker dealer processes, reviewing transactions with sanctions risk, and supporting financial crime related requests.
The position requires 5+ years of relevant experience, a Bachelor's degree, and an understanding of AML, sanctions, and anti-corruption laws and regulations.
Matching Summary
This role supports the Nomura Americas Financial Crime Compliance team, primarily covering the Firm’s Asset Management (AM) businesses, and involves serving as a point of escalation for KYC and enhanced due diligence.
Salary
Base: $145K - $175K/year; Bonus/Equity: Sign-on bonus, restricted stock units, discretionary awards; Benefits: Full range of medical, financial, 401(k), paid time off
Skills & Requirements
Must-have
AML
Sanctions
Anti-Bribery and Anti-Corruption
KYC
SAR filings
Nice-to-have
Proactive response to business needs
Effective communication with all levels
Promote knowledge sharing
Foster inclusion and psychological safety
Key Requirements
5+ years of relevant experience
Bachelor's degree required
Understanding of AML, sanctions, anti-corruption laws