The role involves overseeing the Transfer Agency department as the main escalation point while enforcing internal procedures and regulatory requirements
Job Summary
The role involves overseeing the Transfer Agency department as the main escalation point while enforcing internal procedures and regulatory requirements.
Candidates must manage team members, build relationships with clients and investors, and ensure adherence to AML/KYC/FATCA/CRS standards.
The position requires full oversight of key control functions including transaction reviews, capital activity processing, and client reporting for Hedge and PE funds.
Matching Summary
The role involves overseeing the Transfer Agency department as the main escalation point while enforcing internal procedures and regulatory requirements.
Skills & Requirements
Must-have
Strong understanding of fund legal structures
Experience with offshore and onshore PE funds
Proven record in AML KYC FATCA CRS compliance
Ability to manage multiple clients from pre-launch
Review of capital activity including subscriptions redemptions
Nice-to-have
Adaptable and willing to work additional hours
Mentor and coach team members effectively
Drive a solution focused team environment
Active participation in TA projects and systems testing
Demonstrate leadership skills in complex scenarios
Key Requirements
Strong Shareholder Services experience
Detailed understanding of fund administration business