Client Service Advocate

Axos Clearing LLC

Base: $65,000.00pyr. - $70,000.00pyr.; bonus/equit...
Not specified
Ria and broker dealer operations
Account opening and maintenance
Trading and corporate actions
Axos Clearing LLC is seeking a Client Service Advocate (CSA) to support Registered Investment Advisor (RIA) and Broker Dealer clients by delivering high-quality service and operational assistance. The role requires a minimum of 4-6 years of experience in financial services, particularly in Wealth Management operations, and offers various employee benefits including medical insurance, vacation time, and a 401(k) plan

Job Summary

  • The Client Service Advocate supports Registered Investment Advisor (RIA) and Broker Dealer clients by delivering high-quality service and operational assistance, requiring solid knowledge of Wealth Management operations.
  • Responsibilities include acting as a primary contact for firms, partnering with internal teams to resolve issues, building positive client relationships, and monitoring accounts for challenges.
  • Benefits may include Medical, Dental, Vision, and Life Insurance, Paid Sick Leave, Vacation, Holidays, 401(k) with Employer Match, and other voluntary benefits.

Matching Summary

Match Score: 85

Axos Clearing LLC is seeking a Client Service Advocate (CSA) to support Registered Investment Advisor (RIA) and Broker Dealer clients by delivering high-quality service and operational assistance. The role requires a minimum of 4-6 years of experience in financial services, particularly in Wealth Management operations, and offers various employee benefits including medical insurance, vacation time, and a 401(k) plan.

Salary

Base: $65,000.00/Yr. - $70,000.00/Yr.; Bonus/Equity: 5% Annual Discretionary Cash Bonus Target, 5% Annual Discretionary Restricted Stock Units Bonus Target; Benefits: Medical, Dental, Vision, Life Insurance, Paid Sick Leave, Vacation, Holidays, 401(k) with Employer Match

Skills & Requirements

Must-have

  • RIA and Broker Dealer operations
  • Account Opening and Maintenance
  • Trading and Corporate Actions
  • ACATS and Money Movement
  • Tax Reporting support
  • Client relationship management

Nice-to-have

  • Proactive and solutions-oriented
  • Collaborative team player
  • Continuous improvement mindset
  • Technology-driven solutions provider

Key Requirements

  • 4-6+ years of financial services experience
  • HS Diploma required
  • Familiarity with Wealth Management operations
  • Bachelor's degree or equivalent experience preferred
  • Ability to collaborate with internal and external stakeholders

Work Rights

Not specified

Tailored Resume

Cover Letter