Hk Regulatory Compliance - Vp

Barclays

Hong Kong
Hong kong regulatory framework
Market abuse investigation
Financial crime investigation
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities

Job Summary

  • Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
  • Manage the bank’s relationship with Hong Kong regulators, support regulatory requests, monitor regulatory changes and provide Hong Kong Regulatory Compliance coverage which includes licensing matters and outsourcing arrangements.
  • This role requires experience in dealing with Hong Kong regulators with deep understanding of the local regulatory framework particularly the regulations of the Hong Kong Monetary Authority.

Matching Summary

Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.

Skills & Requirements

Must-have

  • Hong Kong regulatory framework
  • Market abuse investigation
  • Financial crime investigation
  • Compliance risk assessment
  • Regulatory policy implementation

Nice-to-have

  • Strategic planning and recommendations
  • Leadership and accountability
  • Stakeholder relationship management
  • Analytical and problem-solving skills

Key Requirements

  • Experience dealing with Hong Kong regulators
  • Deep understanding of HKMA regulations
  • Hong Kong licensing regime knowledge

Work Rights

Not specified

Tailored Resume

Cover Letter