This role supports the Securities Client Onboarding and Regulatory Management Lead to deliver an efficient client onboarding process while ensuring compliance with financial regulations
Job Summary
This role supports the Securities Client Onboarding and Regulatory Management Lead to deliver an efficient client onboarding process while ensuring compliance with financial regulations.
The position requires direct interaction with clients and internal stakeholders to manage onboarding pipelines, resolve issues, and drive process improvements to enhance customer experience.
MUFG is a global financial group committed to diversity, inclusion, and building a culture of integrity, transparency, and sustainable growth.
Matching Summary
This role supports the Securities Client Onboarding and Regulatory Management Lead to deliver an efficient client onboarding process while ensuring compliance with financial regulations.
Skills & Requirements
Must-have
Client onboarding process management
Regulatory onboarding and compliance
Stakeholder communication and coordination
Management information reporting
Microsoft Excel and PowerPoint proficiency
Attention to detail
Ability to work under pressure
Nice-to-have
Knowledge of securities and global markets products
Experience with investment bank sales and trading
Process improvement and controls implementation
Strong interpersonal and communication skills
Proactive and motivated approach
Key Requirements
Experience in operations or KYC/AML roles
Degree level education or relevant industry experience
Knowledge of markets regulations such as MIFID II and EMIR