This role is critical in providing guidance and support to the business to meet new regulatory changes and Manulife initiatives
Job Summary
This role is critical in providing guidance and support to the business to meet new regulatory changes and Manulife initiatives.
Ensure that the sales misconduct & distribution fraud investigation are conducted, including progression of activities or steps moving from evidence gathering tasks, data/information analysis, to theory development and validation.
We’ll empower you to learn and grow the career you want and recognize and support you in a flexible environment where well-being and inclusion are more than just words.
Matching Summary
This role is critical in providing guidance and support to the business to meet new regulatory changes and Manulife initiatives.
Skills & Requirements
Must-have
Product, Sales Conduct, distribution compliance
Fair treatment of customers
Regulatory/compliance obligations management
Compliance monitoring and testing program
Internal and regulatory reporting
Sales misconduct investigation
Nice-to-have
Customer centric attitude
Sense of execution urgency
Work under pressure
Establish and maintain relationships
Support on local and regional projects
Key Requirements
Minimum 7 years relevant experience
Knowledge of financial services industry
Knowledge and experience in insurance product
Good interpersonal skills
Compliance judgement skill
Professional qualification in law or accounting, insurance, fraud examination is an asset