Independence Compliance Associate 1

RSM UK

**
Bachelor's degree required
Proficiency with microsoft office
Ability to apply sec pcaob aicpa rules
** RSM UK is seeking an Independence Compliance Associate to support the monitoring of compliance with independence policies and regulations. The role involves collaborating with team members, responding to inquiries, and assisting in various compliance-related tasks while fostering a supportive and inclusive work environment. **

Job Summary

  • The role supports the National Office of Risk Management by monitoring individual compliance with independence policies set by the SEC, PCAOB, and AICPA.
  • Responsibilities include reviewing personal independence tracking systems, managing restricted securities lists, and serving as a liaison between the firm and vendors.
  • RSM offers a competitive benefits package, flexible scheduling, and an inclusive culture designed to empower employees to thrive personally and professionally.

Matching Summary

Match Score: 75

** RSM UK is seeking an Independence Compliance Associate to support the monitoring of compliance with independence policies and regulations. The role involves collaborating with team members, responding to inquiries, and assisting in various compliance-related tasks while fostering a supportive and inclusive work environment. **

Skills & Requirements

Must-have

  • Bachelor's degree required
  • Proficiency with Microsoft Office
  • Ability to apply SEC PCAOB AICPA rules

Nice-to-have

  • 2-4 years compliance experience preferred
  • Experience in professional services environment
  • Proactive self-starter attitude

Key Requirements

  • Bachelor's degree required
  • 2-4 years compliance experience preferred
  • Previous compliance experience in professional services preferred

Work Rights

Not specified

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