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FINEXIS ADVISORY PTE. LTD. is seeking a Regulatory Compliance Manager to oversee adherence to laws and regulations within their compliance department. The ideal candidate will have at least five years of experience in regulatory compliance or auditing in the financial industry, with strong communication and critical thinking skills.
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Job Summary
The Regulatory team is responsible for ensuring the company adheres to all relevant laws and regulations issued by authorities.
Candidates will lead the Regulatory team, prepare reports for stakeholders, and conduct regular assurance reviews.
The role involves developing policies, conducting employee trainings, and working directly with the Head of Compliance.
Matching Summary
Match Score: 75
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FINEXIS ADVISORY PTE. LTD. is seeking a Regulatory Compliance Manager to oversee adherence to laws and regulations within their compliance department. The ideal candidate will have at least five years of experience in regulatory compliance or auditing in the financial industry, with strong communication and critical thinking skills.
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Skills & Requirements
Must-have
5 years regulatory compliance experience
Knowledge of FAA and LIA guidelines
Policy development and implementation
Regulatory reporting and assurance reviews
Employee training on compliance matters
Nice-to-have
Strong report writing abilities
Presentation deck preparation skills
Ability to work under pressure
Resourceful team player mindset
Critical thinking and time management
Key Requirements
Degree required
At least 5 years in financial industry compliance or audit