Compliance Analyst - Appointed Representative Oversight
Hyperion Group
Gloucester, , GB
Hybrid
Uk regulatory technical knowledge
Fca requirements knowledge
Compliance oversight experience
We are seeking a Compliance Analyst - Appointed Representative oversight to support our Compliance UK&I team and oversee the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations
Job Summary
We are seeking a Compliance Analyst - Appointed Representative oversight to support our Compliance UK&I team and oversee the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.
You will be based in our Gloucester office and be onsite for between 2-3 days per week, with possible travel to other local offices.
At Howden, we value diversity and are committed to providing reasonable accommodations to ensure positions align well with individual needs.
Matching Summary
We are seeking a Compliance Analyst - Appointed Representative oversight to support our Compliance UK&I team and oversee the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.
Skills & Requirements
Must-have
UK regulatory technical knowledge
FCA requirements knowledge
Compliance oversight experience
Diligence review of AR/IAR firms
Report writing and analysis
Stakeholder management
Investigative skills
Nice-to-have
Experience delivering regulatory training
Direct interaction with regulator
Adaptability to regulatory changes
Supportive and engaging team environment
Hybrid working flexibility
Key Requirements
Dip CII or equivalent experience
GCSE Maths and English or equivalent
Strong record of delivery
Industry recognised compliance qualifications beneficial