Market Conduct Investigation

MICHAEL PAGE INTERNATIONAL PTE LTD

Singapore, Singapore
Market conduct investigation experience
Knowledge of financial advisers act
Regulatory compliance monitoring skills
The role involves conducting investigations into market conduct-related complaints and overseeing follow-up actions to resolution

Job Summary

  • The role involves conducting investigations into market conduct-related complaints and overseeing follow-up actions to resolution.
  • Candidates will prepare responses to enquiries from regulators and ensure adherence to internal control standards.
  • The position offers exposure to complex market conduct issues within a collaborative team culture focused on governance.

Matching Summary

Match Score: 85

The role involves conducting investigations into market conduct-related complaints and overseeing follow-up actions to resolution.

Skills & Requirements

Must-have

  • Market conduct investigation experience
  • Knowledge of Financial Advisers Act
  • Regulatory compliance monitoring skills
  • Case management and documentation discipline

Nice-to-have

  • Experience in life insurance sector
  • Strong analytical problem-solving capabilities
  • Collaborative team culture fit

Key Requirements

  • Diploma in Compliance or related field
  • Degree in Business, Finance or equivalent
  • Relevant experience in compliance or investigations
  • Working knowledge of MAS Notices and Guidelines

Work Rights

Not specified

Tailored Resume

Cover Letter