Compliance Officer - Control Room

S&P Global

Base: $84,000 - $105,000 usd; base: $75,000 - $94,...
2+ years compliance or audit experience
Knowledge of us and eu financial regulations
Proficiency in excel and powerpoint
The role involves overseeing controls to mitigate conflicts of interest and protect confidential information within the Control Room team

Job Summary

  • The role involves overseeing controls to mitigate conflicts of interest and protect confidential information within the Control Room team.
  • Candidates will monitor employee communications, maintain insider lists, and escalate potential compliance issues promptly.
  • The position offers exposure to global compliance risk management, regulatory frameworks, and opportunities for professional development in financial services.

Matching Summary

The role involves overseeing controls to mitigate conflicts of interest and protect confidential information within the Control Room team.

Salary

Base: $84,000 - $105,000 USD; Base: $75,000 - $94,000 CAD; Benefits: Health care, flexible downtime, continuous learning, retirement planning

Skills & Requirements

Must-have

  • 2+ years compliance or audit experience
  • Knowledge of US and EU financial regulations
  • Proficiency in Excel and PowerPoint
  • Understanding of conflicts of interest protocols
  • Experience with data analytics tools

Nice-to-have

  • Strong analytical perspective and resilience
  • Ability to communicate complex concepts clearly
  • Experience with regulatory examination processes
  • Collaboration across cross-functional teams
  • Proven ability to work with incomplete data

Key Requirements

  • 2+ years experience in Compliance, Internal Audit, or Control Room functions
  • Working knowledge of credit markets and rating agencies
  • Authorization to work in the country of employment
  • No sponsorship provided for work authorization

Work Rights

Must be authorized to work in the country where the position is located

Tailored Resume

Cover Letter