Senior Manager - Client Due Diligence

RBC

Minneapolis, United States of America
Base: $90,000-$160,000; bonus/equity: potential fo...
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Client risk rating
Uswm client risk appetite
Aml risk assessment
** RBC is seeking a Senior Manager for its Client Due Diligence program in Minneapolis, responsible for overseeing client risk assessments and regulatory compliance within the US Wealth Management division. The role requires a strong background in Anti-Money Laundering (AML) regulations, client risk evaluation, and analytical skills, along with effective communication and collaboration capabilities. **

Job Summary

  • This role supports the execution and ongoing maintenance of the Client Due Diligence program for RBC US Wealth Management, providing oversight of Target Operating Model functions as a subject matter expert in client risk rating and the USWM client risk appetite.
  • The individual will evaluate client risk through due diligence, regulatory compliance, and effective risk management, meeting both regulatory standards and internal requirements, and will identify and escalate risks to management in a timely and effective manner.
  • A comprehensive Total Rewards Program includes competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.

Matching Summary

Match Score: 75

** RBC is seeking a Senior Manager for its Client Due Diligence program in Minneapolis, responsible for overseeing client risk assessments and regulatory compliance within the US Wealth Management division. The role requires a strong background in Anti-Money Laundering (AML) regulations, client risk evaluation, and analytical skills, along with effective communication and collaboration capabilities. **

Salary

Base: $90,000-$160,000; Bonus/Equity: Potential for discretionary variable compensation; Benefits: Comprehensive Total Rewards Program including 401(k), health, dental, vision, life, disability insurance, and paid-time off

Skills & Requirements

Must-have

  • Client risk rating
  • USWM client risk appetite
  • AML risk assessment
  • Regulatory compliance
  • Risk mitigation strategies

Nice-to-have

  • Progressive thinking
  • Collaborative working relationships
  • Industry expertise
  • Procedural enhancements

Key Requirements

  • Bachelor's Degree or equivalent experience
  • Minimum 5 years of relevant work experience
  • Strong understanding of BSA, OFAC, and U.S. regulations
  • Certified Anti-Money Laundering Specialist (CAMS) designation preferred

Work Rights

Not specified

Tailored Resume

Cover Letter