Director, Compliance – Head Of Us Surveillance Initiatives And Portfolio Management, Td Securities (us)

TD

New York, NY, United States
Base: $185,000 - $225,000 usd; bonus/equity: not s...
Compliance surveillance program management
Regulatory remediation experience
Trade and communications surveillance
The role is responsible for maintaining the TDS Compliance Surveillance framework and leading large surveillance projects to ensure alignment with global regulatory expectations

Job Summary

  • The role is responsible for maintaining the TDS Compliance Surveillance framework and leading large surveillance projects to ensure alignment with global regulatory expectations.
  • TD offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, retirement programs, and career development opportunities.
  • TD is committed to fostering a respectful workplace with diverse perspectives, providing training and onboarding, and supporting colleague development and career growth.

Matching Summary

The role is responsible for maintaining the TDS Compliance Surveillance framework and leading large surveillance projects to ensure alignment with global regulatory expectations.

Salary

Base: $185,000 - $225,000 USD; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts

Skills & Requirements

Must-have

  • Compliance surveillance program management
  • Regulatory remediation experience
  • Trade and communications surveillance
  • Project and portfolio management
  • Stakeholder engagement and reporting
  • Team leadership and talent development

Nice-to-have

  • Strategic thinking and judgement
  • Change management expertise
  • Cross-functional global collaboration
  • Strong communication and presentation skills
  • Risk and compliance culture promotion

Key Requirements

  • Bachelor's degree required
  • 10+ years compliance and surveillance experience
  • Experience managing complex regulatory remediation
  • People leadership and talent development experience
  • Strong knowledge of regulations and compliance risk management

Work Rights

Not specified

Tailored Resume

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