Head Of Trade Surveillance

TD Bank

Dublin, Ireland
Not specified; not specified; base salary included...
10 years brokerage compliance experience
Market abuse surveillance leadership
European regulatory knowledge fca cbi
The role involves leading a team of compliance professionals to oversee and enhance the surveillance program for market abuse across TD Securities regions

Job Summary

  • The role involves leading a team of compliance professionals to oversee and enhance the surveillance program for market abuse across TD Securities regions.
  • Candidates must possess deep understanding of European laws and regulations related to markets, including expertise in advisory and policy development.
  • TD offers a competitive total rewards package including health benefits, paid time off, career development programs, and mentoring opportunities.

Matching Summary

The role involves leading a team of compliance professionals to oversee and enhance the surveillance program for market abuse across TD Securities regions.

Salary

Not specified; Not specified; Base salary included in Total Rewards Package

Skills & Requirements

Must-have

  • 10 years brokerage compliance experience
  • Market abuse surveillance leadership
  • European regulatory knowledge FCA CBI
  • Team management and talent development
  • Trade and communications monitoring

Nice-to-have

  • Experience at European Regulator
  • Strategic change management skills
  • Vendor and client roundtable participation
  • High integrity and professional standards
  • Matrixed environment navigation

Key Requirements

  • University degree required; Post Graduate preferred
  • Minimum 10 years in Markets compliance
  • Experience with top-tier bank surveillance operations
  • Leadership experience in talent development

Work Rights

Not specified

Tailored Resume

Cover Letter