Base: $120,000 - $160,000 py; bonus/equity: not sp...
Supervisory and compliance functions
Risk management procedures
Adherence to regulations
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence of business ethics and practices
Job Summary
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence of business ethics and practices.
Monitors and implements procedures to manage all facets of risk, including data security, and liaises with the Legal and Compliance Division with customer complaints and litigation.
Morgan Stanley offers an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered, with attractive and comprehensive employee benefits and perks.
Matching Summary
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence of business ethics and practices.
Salary
Base: $120,000 - $160,000 per year; Bonus/Equity: Not specified; Benefits: Attractive and comprehensive employee benefits and perks
Skills & Requirements
Must-have
Supervisory and compliance functions
Risk management procedures
Adherence to regulations
Client suitability monitoring
Data security risk management
Nice-to-have
Strong leadership capabilities
Creative thinking and collaboration
Commitment to diversity and inclusion
Proactive client engagement
Key Requirements
Bachelor’s degree or equivalent experience
Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
Knowledge of SEC, FINRA, and Firm Compliance Policies