Brokerage Registered Client Service Associate

Truist Bank

Lexington, KY, United States
On-site
Client trade and transaction processing
Financial plan preparation
Investment research and analysis
Truist Bank is seeking a Brokerage Registered Client Service Associate for their Lexington, KY location. This in-office role involves providing support to Financial Advisors, assisting with client servicing, and conducting administrative tasks

Job Summary

  • Responsible for the general servicing and support of the Financial Advisors, including administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable.
  • Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
  • Truist offers medical, dental, vision, life insurance, disability, accidental death and dismemberment, tax-preferred savings accounts, and a 401k plan to teammates.

Matching Summary

Match Score: 85

Truist Bank is seeking a Brokerage Registered Client Service Associate for their Lexington, KY location. This in-office role involves providing support to Financial Advisors, assisting with client servicing, and conducting administrative tasks.

Skills & Requirements

Must-have

  • Client trade and transaction processing
  • Financial plan preparation
  • Investment research and analysis
  • SalesForce data entry
  • Risk mitigation through authentication

Nice-to-have

  • Professional environment maintenance
  • Positive client impression creation
  • Coordination with financial advisors

Key Requirements

  • Bachelor's degree or equivalent experience
  • Securities industry or sales assistant experience
  • Knowledge of securities markets and brokerage accounts
  • FINRA SIE, Series 7, and Series 66 licenses (or ability to obtain within 365 days)
  • Proficiency in Microsoft Office software

Work Rights

Not specified

Tailored Resume

Cover Letter