Equity Research Associate - Supervisory Analyst

Truist Bank

Remote, USA
Base: $160,000; bonus/equity: not specified; benef...
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Finra and sec regulations
Equity research content review
Bluematrix publishing system
** Truist Bank is seeking an Equity Research Associate - Supervisory Analyst for a remote position, focusing on the approval of equity research content within a fast-paced environment. The ideal candidate should have significant experience in equity research, along with necessary FINRA certifications. **

Job Summary

  • The right individual will be part of a cohesive Supervisory Analyst (SA) team that approves a high volume of equity research content for a department of over 45 publishing analysts, across approximately 800 covered securities.
  • Supervisory Analysts (SAs) are considered principals of the equity research department under FINRA rules and are valued gatekeepers that ensure Truist Securities’ research meets demanding internal standards.
  • Expect to be working under tight deadlines to ensure reports are accurate, unbiased, and comply with SEC and FINRA regulations.

Matching Summary

Match Score: 75

** Truist Bank is seeking an Equity Research Associate - Supervisory Analyst for a remote position, focusing on the approval of equity research content within a fast-paced environment. The ideal candidate should have significant experience in equity research, along with necessary FINRA certifications. **

Salary

Base: $160,000; Bonus/Equity: Not specified; Benefits: Eligible for benefits package

Skills & Requirements

Must-have

  • FINRA and SEC regulations
  • Equity research content review
  • BlueMatrix publishing system
  • Fast-paced environment
  • Independent decision making

Nice-to-have

  • Team collaboration
  • Effective communication
  • Working outside regular hours

Key Requirements

  • Series 16 and/or Series 24 registrations
  • 5+ years of experience as SA, research analyst, or associate
  • BA/BS degree
  • FINRA Registrations (7, 63, 87, 16 and/or 24)
  • Working knowledge of FINRA, SEC regulations

Work Rights

Not specified

Tailored Resume

Cover Letter