Senior Manager, Regulatory Compliance & Monitoring

ASX OPERATIONS PTY

Hybrid
Senior expertise in risk management concepts
7+ years risk and compliance capability
Experience with financial markets and project delivery
The role is part of the Enterprise Risk and Compliance team within the 2nd Line Risk division, responsible for designing and maintaining Enterprise Risk Management Frameworks

Job Summary

  • The role is part of the Enterprise Risk and Compliance team within the 2nd Line Risk division, responsible for designing and maintaining Enterprise Risk Management Frameworks.
  • You will drive the Regulatory Compliance and Monitoring agenda by challenging current approaches, supporting clear priorities, and influencing outcomes through credibility rather than authority.
  • ASX fosters a diverse and inclusive workplace culture where employee-led networks champion equality, accessibility, and wellbeing for all staff members.

Matching Summary

The role is part of the Enterprise Risk and Compliance team within the 2nd Line Risk division, responsible for designing and maintaining Enterprise Risk Management Frameworks.

Skills & Requirements

Must-have

  • Senior expertise in risk management concepts
  • 7+ years Risk and Compliance capability
  • Experience with financial markets and project delivery
  • Ability to engage Division and Enterprise level committees
  • Facilitation and negotiation skills across stakeholder groups

Nice-to-have

  • Legal expertise in financial industry
  • Experience in large scale Enterprise-wide risk transformations
  • Knowledge of RBA Financial Stability Standards
  • Familiarity with Licensee Compliance Reporting to Regulators

Key Requirements

  • 7+ years Risk and Compliance experience
  • Senior expertise in nonfinancial risk management
  • Legally authorised to work in Australia permanently

Work Rights

Must be legally authorised to work in Australia on a permanent basis without restrictions

Tailored Resume

Cover Letter