Hyphen Connect is seeking a Head of Compliance for their financial services division in the APAC region. The role involves leading compliance efforts, managing licensing processes, and ensuring adherence to regulatory frameworks while fostering business growth
Job Summary
The role involves leading the global compliance framework and managing the full licensing lifecycle for a financial services company.
Candidates will be responsible for establishing risk-based AML/KYC policies and performing MLRO functions to ensure regulatory adherence.
The position requires reviewing trading instruments and marketing materials to mitigate risks associated with automated strategies and misleading claims.
Matching Summary
Match Score: 85
Hyphen Connect is seeking a Head of Compliance for their financial services division in the APAC region. The role involves leading compliance efforts, managing licensing processes, and ensuring adherence to regulatory frameworks while fostering business growth.
Skills & Requirements
Must-have
Global compliance framework management
Licensing lifecycle oversight
AML/KYC policy establishment
Regulatory liaison with international bodies
Risk-based monitoring of trading behaviors
Nice-to-have
Balancing regulatory adherence with business growth
Strong stakeholder management skills
Experience with copy trading risks
Collaboration with Risk and Trading teams
Key Requirements
Bachelor's degree in Law, Finance, or Risk Management
3 to 10 years experience in brokerage or fintech compliance
Familiarity with major regulatory regimes like ASIC, FCA, CySEC, or MAS
Professional compliance certifications such as ICA or CAMS preferred