Audit Manager Ii (us) - Financial Crimes - Issue Validation

TD Ameritrade

New York, New York, United States of America
Base: $92,220 - $149,310 usd; bonus/equity: eligib...
7+ years relevant audit experience
Undergraduate degree required
Lead complex regulatory audits
The Audit Manager II serves as a senior-level leader responsible for validating regulatory issues within the U.S. Financial Crimes Regulatory Issue Validation Audit function

Job Summary

  • The Audit Manager II serves as a senior-level leader responsible for validating regulatory issues within the U.S. Financial Crimes Regulatory Issue Validation Audit function.
  • This role requires leading complex audit engagements, providing day-to-day guidance to teams, and ensuring timely execution against deadlines and budgets.
  • TD Ameritrade offers a competitive compensation package ranging from $92,220 to $149,310 USD along with comprehensive benefits and career development opportunities.

Matching Summary

The Audit Manager II serves as a senior-level leader responsible for validating regulatory issues within the U.S. Financial Crimes Regulatory Issue Validation Audit function.

Salary

Base: $92,220 - $149,310 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, savings, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • 7+ years relevant audit experience
  • Undergraduate degree required
  • Lead complex regulatory audits
  • Validate design and operational effectiveness
  • Manage audit planning and reporting

Nice-to-have

  • Mentoring and coaching skills
  • Strategic process improvement input
  • Cross-functional collaboration
  • Knowledge of emerging regulatory trends
  • Microsoft Office Suite proficiency

Key Requirements

  • Bachelor's degree in related field
  • 7+ years of audit or compliance experience
  • Experience with OCC, CFPB, FDIC, FRB, or NCUA regulations
  • CIA, CRCM, or CAMS certification preferred
  • Banking industry audit experience in Financial Crimes

Work Rights

Not specified

Tailored Resume

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