The Compliance Manager serves in the second line of defence to identify, assess, control, and monitor conduct and regulatory risk for FNZ Europe DAC
Job Summary
The Compliance Manager serves in the second line of defence to identify, assess, control, and monitor conduct and regulatory risk for FNZ Europe DAC.
Key responsibilities include overseeing Anti-Money Laundering policies, conducting annual risk assessments, and investigating suspicious transactions in accordance with CBI Regulations.
The role requires providing oversight of the regulatory risk environment and challenging business units across core elements of the compliance management framework.
Matching Summary
Match Score: 85
The Compliance Manager serves in the second line of defence to identify, assess, control, and monitor conduct and regulatory risk for FNZ Europe DAC.
Skills & Requirements
Must-have
MiFID II regulatory knowledge
Anti-Money Laundering (AML) expertise
GDPR compliance experience
Second line of defence role
Risk-based compliance monitoring
Suspicious transaction investigation
Nice-to-have
Fast-paced regulated environment
Fund administrator operational processes
Stakeholder relationship management
Training and coaching delivery
Commercial benefits articulation
Key Requirements
5-10 years senior level experience in regulated environment
In-depth knowledge of European financial services framework
Working knowledge of MiFID or fund administrator processes