Banking Compliance Operational Risk Analyst | Bank Sector Client - Private Banking: Post-Trade Surveillance; Quality Assurance & Controls Testing

D L RESOURCES PTE LTD

Singapore, Singapore
Quality assurance and controls testing experience
Post-trade surveillance including tape listening
Knowledge of private banking investment products
This role involves exercising risk oversight over front office activities through regular quality assurance checks and thematic testing

Job Summary

  • This role involves exercising risk oversight over front office activities through regular quality assurance checks and thematic testing.
  • The analyst will conduct post-trade surveillance by listening to recorded calls and reviewing emails to detect non-compliance or risky behavior.
  • You will interact with front office staff to analyze disputes, conduct reassessments, and drive risk initiatives across the Private Bank.

Matching Summary

Match Score: 75

This role involves exercising risk oversight over front office activities through regular quality assurance checks and thematic testing.

Skills & Requirements

Must-have

  • Quality assurance and controls testing experience
  • Post-trade surveillance including tape listening
  • Knowledge of private banking investment products
  • Understanding of front office processes and controls
  • Ability to identify root causes and propose corrective actions

Nice-to-have

  • Excel VBA knowledge
  • Strong communication and analytical skills
  • Experience working with compliance and audit teams
  • Ability to defend findings professionally during disputes

Key Requirements

  • Minimum 2-3 years experience in QA or controls testing
  • Good knowledge of front office processes within a private bank
  • Independent ability to work under pressure

Work Rights

Not specified

Tailored Resume

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