Wealth Market Surveillance, Vice President, Hybrid

State Street UK

United Kingdom
$110 000 - $188 750 annual
Hybrid
Market abuse risk identification
Surveillance program oversight
Ai-driven surveillance tools
State Street UK is seeking a Vice President for Wealth Market Surveillance, responsible for the strategic oversight and execution of the company's surveillance program for its expanding wealth management services. The role involves leading a global surveillance team, ensuring compliance with regulations, and implementing technology enhancements to detect market abuse

Job Summary

  • State Street is expanding its wealth management business to service retail investors with a differentiated, fully digital, globally scalable solution.
  • The Vice President, Market Surveillance Compliance will lead the strategic direction, execution, and oversight of the surveillance program, ensuring compliance with internal conduct standards and regulatory expectations.
  • This role involves leading globally distributed teams in identifying, escalating, and remediating market abuse risks, and partnering with IT to implement and optimize AI-driven surveillance tools.

Matching Summary

Match Score: 85

State Street UK is seeking a Vice President for Wealth Market Surveillance, responsible for the strategic oversight and execution of the company's surveillance program for its expanding wealth management services. The role involves leading a global surveillance team, ensuring compliance with regulations, and implementing technology enhancements to detect market abuse.

Salary

$110 000 - $188 750 Annual

Skills & Requirements

Must-have

  • market abuse risk identification
  • surveillance program oversight
  • AI-driven surveillance tools
  • global surveillance leadership
  • policy governance and risk management

Nice-to-have

  • fostering a culture of compliance
  • strategic planning forums
  • cross-functional partnerships

Key Requirements

  • Minimum of 10 years of experience
  • Deep understanding of equity, fixed income, mutual fund and ETF transactions
  • Proven leadership in managing global teams
  • Deep understanding of surveillance platforms
  • Bachelor’s degree required

Work Rights

Not specified

Tailored Resume

Cover Letter