Senior Compliance Manager - Regulatory Engagement

BMO Nesbitt Burns

Toronto, Ontario, Canada
Base: $94,600.00 - $176,000.00; bonus/equity: not ...
Ciro rules expertise
Regulatory submission preparation
Compliance leadership for modernization
The successful candidate will play a key leadership role in a major platform modernization initiative

Job Summary

  • The successful candidate will play a key leadership role in a major platform modernization initiative.
  • This role involves preparing regulatory submissions and ensuring compliance with all applicable requirements.
  • BMO is committed to an inclusive, equitable and accessible workplace.

Matching Summary

The successful candidate will play a key leadership role in a major platform modernization initiative.

Salary

Base: $94,600.00 - $176,000.00; Bonus/Equity: Not specified; Benefits: Health insurance, tuition reimbursement, retirement savings plans

Skills & Requirements

Must-have

  • CIRO rules expertise
  • regulatory submission preparation
  • compliance leadership for modernization

Nice-to-have

  • regulatory audits experience
  • project management certifications
  • ability to navigate ambiguity

Key Requirements

  • 8+ years of compliance experience
  • completion of CSC or equivalent
  • deep knowledge of securities laws

Work Rights

Not specified

Tailored Resume

Cover Letter