Compliance Executive (High Net Worth Brokerage)

CSGROUP PTE. LTD.

Singapore, Singapore
Not specified
5-8 years regulatory compliance experience
Singapore financial advisers act knowledge
Aml/ctf risk management expertise
CSGROUP PTE. LTD. is seeking a Compliance Executive to oversee regulatory compliance matters for its Singapore office, focusing on AML/CTF issues and serving as the primary liaison with the Monetary Authority of Singapore (MAS). The ideal candidate will possess 5-8 years of relevant regulatory compliance experience within the financial industry, particularly related to high-net-worth clients

Job Summary

  • The role involves overseeing all regulatory compliance matters for the Singapore office in accordance with MAS requirements.
  • The incumbent will serve as the primary liaison with the Monetary Authority of Singapore (MAS) and act as the Money Laundering Reporting Officer.
  • Responsibilities include conducting independent investigations of complaints, performing sample reviews of case files, and managing regulatory filings.

Matching Summary

Match Score: 85

CSGROUP PTE. LTD. is seeking a Compliance Executive to oversee regulatory compliance matters for its Singapore office, focusing on AML/CTF issues and serving as the primary liaison with the Monetary Authority of Singapore (MAS). The ideal candidate will possess 5-8 years of relevant regulatory compliance experience within the financial industry, particularly related to high-net-worth clients.

Skills & Requirements

Must-have

  • 5-8 years regulatory compliance experience
  • Singapore Financial Advisers Act knowledge
  • AML/CTF risk management expertise
  • MAS regulatory liaison capability
  • Money Laundering Reporting Officer role

Nice-to-have

  • Private banking client risk sensitivity
  • Insurance product compliance knowledge
  • Independent complaint investigation skills
  • Cross-departmental stakeholder collaboration
  • Proactive regulatory update communication

Key Requirements

  • Minimum 5-8 years financial industry compliance experience
  • Knowledge of Singapore Financial Advisers Act
  • Experience with private banking and insurance products
  • Ability to manage representative license notifications

Work Rights

Not specified

Tailored Resume

Cover Letter