Compliance Senior Associate

Manulife/John Hancock

Hybrid
Daily communication reviews for compliance
Quality assurance of peer assessments
Monthly reporting to stakeholders
Manulife/John Hancock is seeking a Compliance Senior Associate for their Central Compliance team, focusing on monitoring communications for regulatory and policy risks. The role requires attention to detail, strong decision-making skills, and the ability to perform quality assurance and support compliance operations

Job Summary

  • The role involves conducting daily reviews of communications from registered representatives to identify potential misconduct or policy violations.
  • Candidates will perform ongoing quality assurance on peers' email assessments to ensure consistency and adherence to established standards.
  • The position offers a flexible environment where well-being and inclusion are prioritized as part of the global team culture.

Matching Summary

Match Score: 85

Manulife/John Hancock is seeking a Compliance Senior Associate for their Central Compliance team, focusing on monitoring communications for regulatory and policy risks. The role requires attention to detail, strong decision-making skills, and the ability to perform quality assurance and support compliance operations.

Skills & Requirements

Must-have

  • Daily communication reviews for compliance
  • Quality assurance of peer assessments
  • Monthly reporting to stakeholders
  • Knowledge of PII and securities conduct

Nice-to-have

  • Experience in finance or insurance operations
  • Strong verbal and written English skills
  • Proficiency with Microsoft Office tools
  • Proactive approach to meeting deadlines

Key Requirements

  • Minimum 2 years relevant compliance experience
  • Bachelor's degree required
  • Sound judgment and decision-making skills

Work Rights

Not specified

Tailored Resume

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