Senior Registered Client Service Associate - Rochester, Ny

Chartwell Investment Partners

Rochester, NY, US
Base: $65,000.00 to $90,000.00; bonus/equity: not ...
Series 7 license required
Series 63 or 65 or 66 license
Sie exam required
This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a fast-paced environment

Job Summary

  • This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a fast-paced environment.
  • The ideal candidate will handle client inquiries, manage new client onboarding, and assist with trading activities for discretionary and non-discretionary products.
  • Raymond James values a people-first culture where associates are expected to grow professionally, collaborate effectively, and act with integrity.

Matching Summary

This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a fast-paced environment.

Salary

Base: $65,000.00 to $90,000.00; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Series 7 license required
  • Series 63 or 65 or 66 license
  • SIE exam required
  • Five years financial services experience
  • High school diploma minimum

Nice-to-have

  • Strong communication skills across platforms
  • Ability to manage multiple priorities
  • Experience with CRM software
  • Advanced Excel proficiency
  • Mentoring junior team members

Key Requirements

  • Series 7 certification mandatory
  • Series 63/65/66 state registration
  • SIE exam completion
  • 5+ years industry experience
  • High School Diploma or equivalent

Work Rights

Not specified

Tailored Resume

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