Spec Quality Assurance Epw

Empower Geographics Inc

Call evaluation and monitoring
Compliance with financial regulations
Microsoft office intermediate skills
The role involves monitoring and providing feedback on the quality of phone interactions to ensure compliance with financial services regulations

Job Summary

  • The role involves monitoring and providing feedback on the quality of phone interactions to ensure compliance with financial services regulations.
  • Empower Geographics Inc offers a flexible work environment with fluid career paths and celebrates internal mobility.
  • Candidates must possess a Bachelor's degree or equivalent experience and obtain FINRA Series 7 certification within established timelines.

Matching Summary

The role involves monitoring and providing feedback on the quality of phone interactions to ensure compliance with financial services regulations.

Skills & Requirements

Must-have

  • Call evaluation and monitoring
  • Compliance with financial regulations
  • Microsoft Office intermediate skills
  • Written and verbal English fluency
  • FINRA Series 7 certification required

Nice-to-have

  • Knowledge of retirement plan products
  • Experience in wealth management
  • Excellent communication skills
  • Ability to facilitate training sessions
  • Working knowledge of advisory products

Key Requirements

  • Bachelor's degree in related discipline
  • FINRA Series 7 required within timelines
  • FINRA fingerprinting required upon hire
  • 2-3 years of travel annually
  • Intermediate Microsoft Office skills

Work Rights

Not specified

Tailored Resume

Cover Letter