Compliance Advisory Manager

IG Group Holdings

London, United Kingdom
Uk financial promotions regulation
Fca rules and consumer duty
Line 2 compliance function
This role sits within our Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed

Job Summary

  • This role sits within our Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed.
  • The role will include specific accountability for reviewing and approving financial promotions to ensure compliance with FCA and other applicable regulatory requirements, while supporting the business to deliver marketing and client communications in a timely and commercially effective way.
  • Your growth fuels our success! Thrive with tailored development programs, mentoring opportunities with leaders, and clear career progression.

Matching Summary

This role sits within our Line 2 Compliance function, responsible for providing independent review, advice, and constructive challenge to ensure regulatory and conduct risks are effectively identified, assessed, and managed.

Skills & Requirements

Must-have

  • UK financial promotions regulation
  • FCA rules and Consumer Duty
  • Line 2 Compliance function
  • Review and approve financial promotions
  • Provide independent review and advice

Nice-to-have

  • Commercial and solutions-focused
  • Collaborates constructively
  • High individual performance and engagement
  • Strong collaboration and trust

Key Requirements

  • 5–8 years’ compliance experience
  • Bachelor's degree in Law, Business, Finance, Economics or related field
  • Strong technical expertise in UK financial promotions regulation
  • Experience working with marketing and product teams

Work Rights

Not specified

Tailored Resume

Cover Letter