Branch Manager (denver, Co)

Chartwell Investment Partners

Denver, CO, US
Base: $57,783.96-$150,000.00; bonus/equity: may in...
Compliance oversight and regulatory adherence
Supervise daily trading and office activities
Develop and monitor revenue budgets
The role involves managing a retail branch office with high autonomy to ensure operational efficiency and profitability

Job Summary

  • The role involves managing a retail branch office with high autonomy to ensure operational efficiency and profitability.
  • Candidates must oversee compliance with firm and regulatory policies while resolving client complaints and reviewing accounts.
  • The position offers a competitive salary range up to $150,000 along with a comprehensive benefits package including retirement savings and paid time off.

Matching Summary

The role involves managing a retail branch office with high autonomy to ensure operational efficiency and profitability.

Salary

Base: $57,783.96-$150,000.00; Bonus/Equity: May include additional compensation or commissions; Benefits: Medical, dental, vision, life insurance, disability, retirement savings, PTO, parental leave

Skills & Requirements

Must-have

  • Compliance oversight and regulatory adherence
  • Supervise daily trading and office activities
  • Develop and monitor revenue budgets
  • Coordinate licensing and continuing education
  • Evaluate branch structure for efficiency

Nice-to-have

  • Strong leadership and motivational skills
  • Effective client relationship management
  • Community affairs representation
  • Strategic planning for future growth
  • High level of autonomy in decision making

Key Requirements

  • Bachelor's degree required
  • Series 7, 9 & 10 (or 8) licenses required
  • Series 63, 65, or 66 license required by state
  • Minimum 3 years experience in financial services
  • Life, Health, and Variable Annuity Insurance Licenses
  • SIE exam required unless exempted

Work Rights

Not specified

Tailored Resume

Cover Letter