Branch Supervision Specialist (compliance), Nesbitt Burns

BMO

Montreal, Canada
Base: $52,300.00 - $96,600.00; bonus/equity: not s...
Sales supervision activities
Regulatory requirements
Policy adoption evaluation
Supports sales supervision activities and regulatory activities for designated branches to meet all regulatory requirements

Job Summary

  • Supports sales supervision activities and regulatory activities for designated branches to meet all regulatory requirements.
  • Conducts independent analysis and assessment to resolve strategic issues and supports the execution of strategic initiatives.
  • BMO is committed to an inclusive, equitable and accessible workplace and offers a total compensation package that may include performance-based incentives, discretionary bonuses, as well as other perks and rewards.

Matching Summary

Supports sales supervision activities and regulatory activities for designated branches to meet all regulatory requirements.

Salary

Base: $52,300.00 - $96,600.00; Bonus/Equity: Not specified; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • Sales supervision activities
  • Regulatory requirements
  • Policy adoption evaluation
  • Supervision education
  • Escalation point for issues
  • Registration requirements management

Nice-to-have

  • Strategic initiative execution
  • Data-driven decision making
  • Building effective relationships
  • Safeguarding customer assets
  • Inclusive, equitable workplace

Key Requirements

  • 4-6 years relevant experience
  • Post-secondary degree or equivalent
  • In-depth supervision and industry regulations knowledge
  • Meet licensing and certification requirements
  • Retail Securities Exam
  • Supervisor Exam
  • Derivatives Exam

Work Rights

Not specified

Tailored Resume

Cover Letter