Compliance Monitoring, Associate, Oversight, Monitoring And Testing

Morgan Stanley UK

Mumbai, India
Compliance testing and monitoring
Analysis of regulations and policies
Data extraction and analysis
Assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk

Job Summary

  • Assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.
  • Analyze regulations and internal policies, extract and analyze data from multiple sources, and assist in developing and executing monitoring checks.
  • Morgan Stanley offers an environment where employees are supported and empowered, with opportunities for growth and comprehensive benefits.

Matching Summary

Assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.

Skills & Requirements

Must-have

  • Compliance Testing and monitoring
  • Analysis of regulations and policies
  • Data extraction and analysis
  • Report drafting and documentation
  • Management Information (MI) analysis
  • Stakeholder communication

Nice-to-have

  • Proactive problem solving
  • Independent work capability
  • Team player mentality
  • Adaptable to fast-paced environment

Key Requirements

  • At least 2+ years of experience
  • Experience in Compliance Testing, monitoring or Internal Audits
  • Experience interpreting laws or regulations
  • Proficiency in Excel, Word, SharePoint, and PPT

Work Rights

Not specified

Tailored Resume

Cover Letter