Wealth Management | Operations | Executive Director
Morgan Stanley UK
South Jordan, United States
Client onboarding operations
Client identification program
Kyc and cdd requirements
The COB Operations ED will oversee processes related to the Client Onboarding and CIP program, supporting the execution and management of the Firm's CIP protocols for both new and existing customers
Job Summary
The COB Operations ED will oversee processes related to the Client Onboarding and CIP program, supporting the execution and management of the Firm's CIP protocols for both new and existing customers.
Responsibilities include managing programs and processes to support the examination of potential risk exposure for the Firm, overseeing end-to-end CIP/Onboarding workflow, and implementing internal policies.
Morgan Stanley offers an environment where employees are supported and empowered, with ample opportunity for growth and comprehensive employee benefits.
Matching Summary
The COB Operations ED will oversee processes related to the Client Onboarding and CIP program, supporting the execution and management of the Firm's CIP protocols for both new and existing customers.
Skills & Requirements
Must-have
Client Onboarding Operations
Client Identification Program
KYC and CDD requirements
Risk management protocols
Operational risk reduction
Internal policy implementation
Nice-to-have
Data and trend analysis
Quality assurance in CIP
Legal background experience
Microsoft Office proficiency
Key Requirements
8+ years of relevant experience
Undergraduate degree in Business, Finance, or related fields