Compliance Officer

Apex Group

Hong Kong, Hong Kong
Aml/kyc for investor onboarding
Fatca/crs filing services
Tcsp license regulatory compliance
This role is critical to maintaining compliance across our Hong Kong office’s diverse business lines including Fund Administration, FATCA/CRS Filing Services, and TCSP-Licensed Corporate Services

Job Summary

  • This role is critical to maintaining compliance across our Hong Kong office’s diverse business lines including Fund Administration, FATCA/CRS Filing Services, and TCSP-Licensed Corporate Services.
  • You will act as the Local Data Protection Officer (DPO), ensuring adherence to Hong Kong’s PDPO while aligning with the Group’s global GDPR-based standards.
  • A genuinely unique opportunity to be part of an expanding large global business with competitive remuneration and training and development opportunities.

Matching Summary

This role is critical to maintaining compliance across our Hong Kong office’s diverse business lines including Fund Administration, FATCA/CRS Filing Services, and TCSP-Licensed Corporate Services.

Skills & Requirements

Must-have

  • AML/KYC for investor onboarding
  • FATCA/CRS filing services
  • TCSP license regulatory compliance
  • Suspicious Transaction Reporting (STR)
  • Data Protection Officer responsibilities
  • Hong Kong PDPO and GDPR alignment

Nice-to-have

  • Experience with World-Check screening tools
  • Fluent English and Mandarin language skills
  • Strong analytical skills and attention to detail
  • Collaborative international environment

Key Requirements

  • Bachelor’s degree in Finance, Law, Business or related field
  • 3-5 years compliance/risk experience in financial services
  • Experience with investor AML/KYC and fund structures
  • Proven experience preparing STRs for JFIU submission
  • Working knowledge of PDPO and GDPR
  • TCSP license holder or responsible person experience

Work Rights

Not specified

Tailored Resume

Cover Letter