Manage regulatory risks and preserve the Firm’s franchise through ensuring Business and Infrastructure Units’ compliance with relevant laws, regulations, rules and internal policies and procedures in the region
Job Summary
Manage regulatory risks and preserve the Firm’s franchise through ensuring Business and Infrastructure Units’ compliance with relevant laws, regulations, rules and internal policies and procedures in the region.
Provide advisory compliance support to MSIM business in Asia, assess and implement regional regulatory changes and global MSIM policies, issue and maintain regional and BU-specific policies and procedures, conduct training, and perform monitoring and surveillance.
Morgan Stanley offers an opportunity to work alongside the best and the brightest in an environment where you are supported and empowered, with comprehensive employee benefits and perks.
Matching Summary
Manage regulatory risks and preserve the Firm’s franchise through ensuring Business and Infrastructure Units’ compliance with relevant laws, regulations, rules and internal policies and procedures in the region.
Skills & Requirements
Must-have
regulatory risk management
investment management compliance
Asia regulatory landscape
policy and procedure drafting
training and communication
market abuse monitoring
Nice-to-have
highly analytical
detail oriented
fast-paced environment
exceptional communication skills
motivated and able to multi-task
Key Requirements
Bachelor's degree in Legal, Accounting, Business or Finance