Risk & Compliance Manager

FNZ

Toronto, Canada
Base: competitive base salary; bonus/equity: not s...
Regulatory compliance expertise
Financial services industry experience
Canadian compliance knowledge
FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms

Job Summary

  • FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms.
  • The Risk & Compliance Manager will provide support for business activities conducted by FNZ Canada ensuring compliance with applicable regulations and fostering an environment of excellence and continuous learning.
  • FNZ offers a competitive base salary, paid time off, pension plan matching at 150% up to 4% total employee contribution, and employer-paid medical, dental and vision insurance.

Matching Summary

FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms.

Salary

Base: Competitive base salary; Bonus/Equity: Not specified; Benefits: Paid time off, pension plan matching, employer-paid medical, dental and vision insurance

Skills & Requirements

Must-have

  • Regulatory compliance expertise
  • Financial services industry experience
  • Canadian compliance knowledge
  • Risk assessment and advisory
  • Stakeholder engagement and communication
  • Compliance program governance
  • Regulatory change management

Nice-to-have

  • Knowledge of compliance software programs
  • Experience with programming requirements
  • Continuous learning environment
  • Collaboration with North American teams
  • Exposure to US regulations
  • Ability to handle complex issues
  • Multi-tasking and prioritization skills

Key Requirements

  • 5+ years financial services compliance experience
  • Experience in securities, banking or financial services
  • Knowledge of Canadian regulatory requirements
  • Excellent written and verbal communication skills
  • Ability to analyze and report information clearly
  • Professional or industry qualifications preferred

Work Rights

Not specified

Tailored Resume

Cover Letter