Risk & Compliance Manager

FNZ Group

Toronto, Canada
Base: competitive base salary; bonus/equity: not s...
Regulatory risk and compliance expertise
Knowledge of canadian financial regulations
Compliance framework advisory and challenge
FNZ is a mission-led organization transforming wealth management by making it more accessible, sustainable and transparent to millions of people worldwide

Job Summary

  • FNZ is a mission-led organization transforming wealth management by making it more accessible, sustainable and transparent to millions of people worldwide.
  • The role involves supporting compliance activities for FNZ Canada, advising business and technology teams, and ensuring adherence to regulatory requirements including Canadian and US regulations.
  • FNZ offers a competitive base salary, pension plan matching at 150% up to 4%, employer-paid medical, dental and vision insurance, and emphasizes learning and development in a fast-growing global business.

Matching Summary

FNZ is a mission-led organization transforming wealth management by making it more accessible, sustainable and transparent to millions of people worldwide.

Salary

Base: Competitive base salary; Bonus/Equity: Not specified; Benefits: Pension plan matching 150% up to 4%, employer-paid medical, dental and vision insurance

Skills & Requirements

Must-have

  • Regulatory risk and compliance expertise
  • Knowledge of Canadian financial regulations
  • Compliance framework advisory and challenge
  • Internal control reviews and governance
  • Stakeholder engagement and relationship building
  • Regulatory change management
  • Financial services industry experience

Nice-to-have

  • Experience with compliance software programs
  • Exposure to US regulations
  • Continuous learning and innovation mindset
  • Ability to multi-task and prioritize work
  • Excellent written and verbal communication
  • Sense of urgency and professionalism

Key Requirements

  • 5+ years in securities, banking or financial services compliance
  • Broad knowledge of Canadian compliance areas
  • Experience with regulatory bodies preferred
  • Professional or industry qualifications a plus

Work Rights

Not specified

Tailored Resume

Cover Letter