The Regulatory Reporting Quality Assurance function performs independent validation of data integrity for regulatory filings such as the FFIEC 031 Call Report and FR Y-14 series
Job Summary
The Regulatory Reporting Quality Assurance function performs independent validation of data integrity for regulatory filings such as the FFIEC 031 Call Report and FR Y-14 series.
Key responsibilities include conducting substantive testing, reviewing control environments, and recommending remediation actions to ensure accuracy of reports submitted to regulators.
The role requires building relationships with senior management and lines of business to strengthen the overall quality of regulatory reporting.
Matching Summary
The Regulatory Reporting Quality Assurance function performs independent validation of data integrity for regulatory filings such as the FFIEC 031 Call Report and FR Y-14 series.
Skills & Requirements
Must-have
Perform transaction level procedures
Review regulatory filings FFIEC 031 FR Y-9C
Identify root cause of issues
Document target area processes
Recommend remediation actions
Nice-to-have
Strong written communication skills
Ability to influence senior experts
Creative problem solving abilities
Sense of ownership and accountability
Adaptable to midshift schedule
Key Requirements
Bachelor's Degree required
At least 2 years in Internal Controls or Audit
Knowledge of FFIEC 031 and FR Y-14 reports preferred