Global Wealth Solutions "gws" Americas Compliance - Senior Analyst/associate

KKR

Boston, MA, United States
Base: $80,000 - $130,000 usd; bonus/equity: discre...
On-site
2-6 years compliance experience in asset management
Strong understanding of finra rules 3110 and 3220
Ability to design control frameworks and monitoring programs
The role provides hands-on exposure to fundraising, distribution, and marketing compliance within KKR's Global Wealth Solutions Americas function

Job Summary

  • The role provides hands-on exposure to fundraising, distribution, and marketing compliance within KKR's Global Wealth Solutions Americas function.
  • This position requires balancing commercial objectives with regulatory expectations while supporting cross-border distribution oversight.
  • The team collaborates globally with colleagues in EMEA and APAC to ensure consistent application of regulatory standards across jurisdictions.

Matching Summary

The role provides hands-on exposure to fundraising, distribution, and marketing compliance within KKR's Global Wealth Solutions Americas function.

Salary

Base: $80,000 - $130,000 USD; Bonus/Equity: Discretionary bonus based on performance; Benefits: Not specified

Skills & Requirements

Must-have

  • 2-6 years compliance experience in asset management
  • Strong understanding of FINRA Rules 3110 and 3220
  • Ability to design control frameworks and monitoring programs

Nice-to-have

  • Familiarity with alternative investment products
  • Experience with private fund distribution
  • Willingness to obtain FINRA S7 and S24 licenses

Key Requirements

  • Bachelor's degree or equivalent
  • FINRA S7 and S24 licenses preferred
  • Experience with broker-dealer compliance programs

Work Rights

Not specified

Tailored Resume

Cover Letter