Head Of Employee Compliance

jobs.barclays

Employee conduct investigation
Compliance risk mitigation
Develop and implement policies
The Head of Employee Compliance leads the Global Employee Compliance function, providing strategic oversight, expert advisory, and governance across all facets of employee conduct risk

Job Summary

  • The Head of Employee Compliance leads the Global Employee Compliance function, providing strategic oversight, expert advisory, and governance across all facets of employee conduct risk.
  • The role is accountable for driving a strong culture of integrity and ethical behaviour across the organisation by setting conduct expectations, managing regulatory and policy adherence, and ensuring effective controls to mitigate behavioural and regulatory risks.
  • Lead the Employee Compliance transformation to simply process and drive automation for efficient and effective Employee Compliance framework.

Matching Summary

The Head of Employee Compliance leads the Global Employee Compliance function, providing strategic oversight, expert advisory, and governance across all facets of employee conduct risk.

Skills & Requirements

Must-have

  • Employee conduct investigation
  • Compliance risk mitigation
  • Develop and implement policies
  • Surveillance and monitoring systems
  • Employee training programs
  • Global Registrations
  • Conduct Rules management

Nice-to-have

  • Foster a culture of integrity
  • Strategic initiatives input
  • Lead people managers
  • Embed performance culture
  • Cross-functional collaboration
  • Influence senior leadership
  • External environment monitoring

Key Requirements

  • Extensive knowledge of industry theories and practices
  • Advanced analytical skills
  • Management authority for significant decisions
  • Negotiate and influence senior stakeholders
  • Demonstrate leadership behaviours (LEAD)

Work Rights

Not specified

Tailored Resume

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