Senior Associate - Apac Global Markets Supervision
TD
Singapore, Singapore
Base: not specified; bonus/equity: not specified; ...
Regulatory supervision across apac markets
Global markets sales & trading expertise
Conduct risk management and escalation
This role supports regulatory and supervisory oversight across APAC Sales & Trading businesses, ensuring strong conduct and regulatory adherence
Job Summary
This role supports regulatory and supervisory oversight across APAC Sales & Trading businesses, ensuring strong conduct and regulatory adherence.
The successful candidate will engage senior stakeholders and contribute to shaping supervisory standards and conduct risk management regionally.
TD offers a comprehensive Total Rewards package including health benefits, career development, and a respectful workplace fostering diverse perspectives.
Matching Summary
This role supports regulatory and supervisory oversight across APAC Sales & Trading businesses, ensuring strong conduct and regulatory adherence.
Salary
Base: Not specified; Bonus/Equity: Not specified; Benefits: Health coverage, paid time off, career development, reward programs
Skills & Requirements
Must-have
Regulatory supervision across APAC markets
Global Markets Sales & Trading expertise
Conduct risk management and escalation
Supervisory controls and frameworks
Stakeholder engagement with senior management
Nice-to-have
Strong analytical and problem-solving skills
Ability to work independently and collaboratively
Experience with MAS Best Execution framework
Change management and continuous improvement
Excellent written and verbal communication
Key Requirements
5–10 years capital markets experience
Strong knowledge of APAC regulatory requirements
Experience in regulatory supervision or compliance
Understanding of Three Lines of Defence framework
Proven relationship building with trading and sales teams