Business Controls And Governance - Assistant Vice President

Icapitalnetwork

New York, United States
Base: $110,000 to $145,000; bonus/equity: equity f...
On-site
First line of defense (1lod) framework
Risk identification and control design
Control execution and testing
Strengthen the firm’s operational foundation by embedding a robust first line of defense (1LOD) business control framework, including risk identification, control design, execution, testing, and governance

Job Summary

  • Strengthen the firm’s operational foundation by embedding a robust first line of defense (1LOD) business control framework, including risk identification, control design, execution, testing, and governance.
  • Partner closely with Operations, Compliance, and Risk teams to drive clear ownership, effective challenges, timely issue remediation, and strong governance routines.
  • Analyze operational, risk, and business data to identify trends, control gaps, and process inefficiencies, and build dashboards and reports to support decision making.

Matching Summary

Strengthen the firm’s operational foundation by embedding a robust first line of defense (1LOD) business control framework, including risk identification, control design, execution, testing, and governance.

Salary

Base: $110,000 to $145,000; Bonus/Equity: equity for all full-time employees, and an annual performance bonus; Benefits: comprehensive benefits package

Skills & Requirements

Must-have

  • First Line of Defense (1LOD) framework
  • Risk identification and control design
  • Control execution and testing
  • Governance and reporting
  • Data-driven insights
  • Operational excellence and regulatory compliance

Nice-to-have

  • Scalable processes and standardization
  • Effective challenges and timely remediation
  • Subject matter expertise in operational data

Key Requirements

  • 5+ years of experience in business controls, risk management, or operations
  • Experience in fintech, wealth management, or financial services
  • Proficiency in PowerPoint
  • Knowledge of operational risk frameworks
  • Familiar with regulatory frameworks

Work Rights

Not specified

Tailored Resume

Cover Letter